Securities America, Inc. is the broker / dealer and Securities America Advisors, Inc. is the Registered Investment Advisor. Securities America has been serving investors since 1984 and is based in La Vista, NE. Serving independent advisors, Securities America provides Scott with back office support and compliance.

Securities America is an independently operated, wholly owned subsidiary of Advisor Group, based in Phoenix, AZ.  Pershing, LLC (a subsidiary of the Bank of New York Mellon Corporation) provides clearing, custody services and account reporting to many of our clients.

Like most other brokerage firms, Securities America, Inc. is a member of SIPC, which is a nonprofit corporation created by an act of Congress to protect the clients of brokerage firms that are forced into bankruptcy. SIPC does NOT protect your account from market losses.

SIPC is a form of insurance which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available upon request or at www.sipc.org. Remaining coverage is provided by Pershing through a commercial insurer, details here.

For more information, go to our Links page to learn more about the relationships we have our service providers.

 

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This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed.